第 4 节
作者:梦幻天书      更新:2021-02-27 00:33      字数:9320
  Demos; of the later Roman Emperors; of the Russian Czar; and of
  the Crown and Parliament of Great Britain。 Next; it is its
  history; the entire mass of its historical antecedents; which in
  each community determines how the Sovereign shall exercise or
  forbear from exercising his irresistible coercive power。 All that
  constitutes this  the whole enormous aggregate of opinions;
  sentiments; beliefs; superstitions; and prejudices; of ideas of
  all kinds; hereditary and acquired; some produced by institutions
  and some by the constitution of human nature  is rejected by
  the Analytical Jurists。 And thus it is that; so far as the
  restrictions confined in their definition of Sovereignty are
  concerned; the Queen and Parliament of our own country might
  direct all weakly children to be put to death or establish a
  system of lettres de cachet。
  The procedure of the Analytical Jurists is closely analogous
  to that followed in mathematics and political economy。 It is
  strictly philosophical; but the practical value of all sciences
  founded on abstractions depends on the relative importance of the
  elements rejected and the elements retained in the process of
  abstraction。 Tried by this test; mathematical science is of
  greatly more value than political economy; and both of them than
  jurisprudence as conceived by the writers I am criticising。
  Similarly; the misconceptions to which the Austinian analysis
  gives rise are very similar to those which might be conceived as
  embarrassing the student of mixed mathematics; and which do
  actually embarrass the student of political economy。 Just as it
  is possible to forget the existence of friction in nature and the
  reality of other motives in society except the desire to grow
  rich; so the pupil of Austin may be tempted to forget that there
  is more in actual Sovereignty than force; and more in laws which
  are the commands of sovereigns than can be got out of them by
  merely considering them as regulated force。 I am not prepared to
  deny that Austin occasionally; and Hobbes frequently; express
  themselves as if their system were not limited throughout by the
  limitation which is at its base All the great masters of
  Abstraction are; in fact; now and then betrayed into speaking or
  writing as if the materials thrown aside in the purely mental
  process were actually dross。
  When; however; it has once been seen that in Austin's system
  the determination of Sovereignty ought to precede the
  determination of Law; when it is once understood that the
  Austinian conception of Sovereignty has been reached through
  mentally uniting all forms of government in a group by conceiving
  them as stripped of every attribute except coercive force; and
  when it is steadily borne in mind that the deductions from an
  abstract principle are never from the nature of the case
  completely exemplified in facts; not only; as it seems to me; do
  the chief difficulties felt by the student of Austin disappear;
  but some of the assertions made by him at which the beginner is
  most apt to stumble have rather the air of self…evident
  propositions。 I dare say you are sufficiently acquainted with his
  treatise to make it enough for me to mention some of these
  propositions; without the amplifications which are necessary for
  their perfectly accurate statement。 Jurisprudence is the science
  of Positive Law。 Positive Laws are Commands; addressed by
  Sovereigns to their Subjects; imposing a Duty; or condition of
  obligedness; or obligation; on those Subjects; and threatening a
  Sanction; or Penalty; in the event of disobedience to the
  Command。 A Right is the faculty or power conferred by the
  Sovereign on certain members of the community to draw down the
  sanction on a fellow…subject violating a Duty。 Now all these
  conceptions of Law; Right; Duty and Punishment depend upon the
  primary conception of Sovereignty; just as the lower links of a
  chain hanging down depend upon the highest link。 But Sovereignty;
  for the purposes of Austin's system; has no attribute but force;
  and consequently the view here taken of 'law' 'obligation' and
  'right' is a view of them regarded exclusively as products of
  coercive force。 The 'sanction' thus becomes the primary and most
  important member of the series of notions and gives its colour to
  all the others。 Probably nobody ever found a difficulty in
  allowing that laws have the character given to them by Austin; so
  far as such laws have proceeded from formal Legislatures。 But
  many persons; and among them some men of powerful mind; have
  struggled against the position that the great mass of legal rules
  which have never been prescribed by the organ of State;
  conventionally known as the Legislature; are commands of the
  Sovereign。 The customary law of all countries which have not
  included their law in Codes; and specially the English Common
  law; have often had an origin claimed for them independently of
  the Sovereign; and theories have been propounded on the subject
  which Austin scouts as mysterious and unintelligible。 The way in
  which Hobbes and he bring such bodies of rules as the Common law
  under their system is by insisting on a maxim which is of vital
  importance to it  'Whatever the Sovereign permits; he
  commands。' Until customs are enforced by Courts of Justice; they
  are merely 'positive morality;' rules enforced by opinion; but;
  as soon as Courts of Justice enforce them; they become commands
  of the Sovereign; conveyed through the Judges who are his
  delegates or deputies。 It is a better answer to this theory than
  Austin would perhaps have admitted that it is founded on a mere
  artifice of speech; and that it assumes Courts of Justice to act
  in a way and from motives of which they are quite unconscious。
  But; when it is clearly comprehended that; in this system; there
  are no associations with the Sovereign but force or power; the
  position that what Sovereigns permit they command becomes more
  easily intelligible。 They command because; being by the
  assumption possessed of uncontrollable force; they could innovate
  without limit at any moment。 The Common law consists of their
  commands because they can repeal or alter or re…state it at
  pleasure。 The theory is perfectly defensible as a theory; but its
  practical value and the degree in which it approximates to truth
  differ greatly in different ages and countries。 There have been
  independent political communities; and indeed there would still
  prove to be some of them if the world were thoroughly searched;
  in which the Sovereign; though possessed of irresistible power;
  never dreams of innovation; and believes the persons or groups;
  by whom laws are declared and applied; to be as much part of the
  necessary constitution of society as he is himself。 There have
  again been independent political societies in which the Sovereign
  has enjoyed irresistible coercive power and has carried
  innovation to the farthest point; but in which every single
  association connected with law would have violence done to it if
  laws were regarded as his commands。 The Tyrant of a Greek city
  often satisfied every one of Austin's tests of Sovereignty; yet
  it was part of the accepted definition of a Tyrant that 'he
  subverted the laws。' Let it be understood that it is quite
  possible to make the theory fit in with such cases; but the
  process is a mere straining of language。 It is carried on by
  taking words and propositions altogether out of the sphere of the
  ideas habitually associated with them。
  Before proceeding to speak at some length in my next Lecture
  of these historical limitations on the practical value of
  Austin's theories; let me repeat my opinion that if the method of
  discussion which seems to me correct had been followed in his
  treatise; and if the examination of Sovereignty had preceded the
  examination of the conceptions dependent on it; a considerable
  number of the statements which he has made respecting these
  latter conceptions would have appeared not merely innocent but
  self…evident。 Law is here regarded as regulated force; simply
  because force is the one element which has been allowed to enter
  into the primary notion upon which all the others depend。 The one
  doctrine of this school of jurists which is repugnant to lawyers
  would lose its air of paradox if an assumption were made which;
  in itself theoretically unobjectionable; manifestly approximates
  to practical truth as the course of history proceeds  the
  assumption that what the Sovereign might alter; but does not
  alter; he commands。 The same arrangement would have a further
  advantage; as it seems to me; through the modifications it would
  necessitate in Austin's manner of discussing Morality; though the