第 3 节
作者:梦幻天书      更新:2021-02-27 00:33      字数:9322
  Hobbes and in the Chapter De Cive in his Treatise first published
  in Latin; called the Elementa Philosophiae; the analysis of
  Government and Society and the determination of Sovereignty are
  so nearly completed that little could be added to them by Bentham
  and Austin。 The originality of these later writers; and more
  particularly of Austin; resides in their much fuller examination
  of the conceptions dependent on the notion of Sovereignty
  positive law; positive duty; sanction and right  in setting
  forth the relations of these conceptions to others superficially
  resembling them; in combating objections to the theory by which
  the entire group of notions are connected together; and in
  applying this theory to certain complex states of fact which had
  arisen since Hobbes wrote。 There is; however; one great
  difference between Hobbes and his latest successor。 The process
  of Hobbes was scientific; but his object was less scientific than
  political。 When; with a keenness of intuition and lucidity of
  statement which have never been rivalled; he has made out a case
  for the universal theoretical existence of Sovereignty; it
  becomes clear that he has; to say the least; a strong preference
  for monarchies over aristocracies and democracies; or (to use the
  phraseology of the school which he founded) for individual over
  corporate Sovereignty。 Those of his intellectual followers who
  would have repudiated his politics have often asserted that he
  has been misunderstood; and no doubt some superficial readers
  have supposed that he was pointing at despotism when he was
  really referring to the essentially unqualified power of the
  Sovereign whatever the form of the Sovereignty。 But I do not
  think it can in candour be denied that his strong dislike of the
  Long Parliament and of the English Common law; as the great
  instrument of resistance to the Stuart Kings; has occasionally
  coloured the language which he uses in examining the nature of
  Sovereignty; Law; and Anarchy; nor is it matter for surprise that
  he should have been charged during his life with having devised
  his system with the secret intention of making his peace with the
  Protector; though the accusation itself is sufficiently refuted
  by dates。 But Austin's object is strictly scientific。 If he has
  fallen into errors; he has been led into them by his philosophy;
  and his language scarcely ever betrays the colour of his
  political opinions。
  Another considerable difference is this。 Hobbes; it is well
  known; speculated on the origin of Government and Sovereignty。 It
  is the one fact which some persons seem to have learned about
  him; and they appear to think his philosophy sufficiently
  condemned by it。 But Austin barely enters on this enquiry;。 and
  indeed he occasionally; though perhaps inadvertently; uses
  language which almost seems to imply that Sovereignty and the
  conceptions dependent on it have an * priori existence。 Now in
  this matter I myself hold that the method of Hobbes was correct。
  It is true that nothing can be more worthless in itself than
  Hobbes's conjectural account of the origin of society and
  government。 Mankind; he asserts; were originally in a state of
  war。 They then made a compact under which every man abandoned his
  powers of aggression; and the result was Sovereignty; and through
  Sovereignty law; peace; and order。 The theory is open to every
  sort of objection。 There is no evidence of any stage of the
  supposed history; and the little we know of primitive man
  contradicts it。 The universal disorder of the race in its infancy
  may be true of the contests of tribe with tribe and of family
  with family; but it is not true of the relations of individual
  man with individual man; whom we; on the contrary; first discern
  living together under a regimen which; if we are compelled to
  employ modern phraseology; we must call one of ultra…legality。
  And; in addition; the theory is open to precisely the same
  objection as the counter…hypothesis of Locke; that it antedates
  the modern juridical conception of Contract。 But still I think
  that Hobbes did correctly in addressing himself to the problem;
  though he did little to solve it。 The duty of enquiring; if not
  how Sovereignty arose; at all events through what stages it has
  passed; is in my judgment indispensable。 It is only thus that we
  can assure ourselves in what degree the results of the Austinian
  analysis tally with facts。
  There is; in truth; nothing more important to the student of
  jurisprudence than that he should carefully consider how far the
  observed facts of human nature and society bear out the
  assertions which are made or seem to be made about Sovereignty by
  the Analytical Jurists。 To begin with; these assertions must be
  disentangled from one another。 The first of them is that; in
  every independent community of men; there resides the power of
  acting with irresistible force on the several members of that
  community。 This may be accepted as actual fact。 If all the
  members of the community had equal physical strength and were
  unarmed; the power would be a mere result from the superiority of
  numbers; but; as a matter。 of fact; various causes; of which much
  the most important have been the superior physical strength and
  the superior armament of portions of the community have conferred
  on numerical minorities the power of applying irresistible
  pressure to the individuals who make up the community as a whole。
  The next assertion is that; in every independent political
  community; that is in every independent community neither in a
  state of nature on the one hand nor in a state of anarchy on the
  other; the power of using or directing the irresistible force
  stored…up in the society resides in some person or combination of
  persons who belong to the society themselves。 The truth of this
  assertion is strongly suggested by a certain class of facts;
  particularly by the political facts of the Western and Modern
  world; but all the relevant facts; it must be recollected; have
  not been fully observed。 The whole world; of which theorists on
  human nature are extremely apt to forget considerably more than
  half; and the entire history of the whole world; would have to be
  examined before we could be quite sure of the facts; and; if this
  were done; it may be that a great n umber of the facts would not
  so strongly suggest the conclusion; or; as I myself think; the
  assertion which we are considering would not so much be shown to
  be false as to be only verbally true; and therefore without the
  value which it possesses in societies of the type to which our
  own belongs。 An assertion; however; which the great Analytical
  Jurists cannot be charged with making; but which some of their
  disciples go very near to hazarding; that the Sovereign person or
  group actually wields the stored…up force of society by an
  uncontrolled exercise of will; is certainly never in accordance
  with fact。 A despot with a disturbed brain is the sole
  conceivable example of such Sovereignty。 The vast mass of
  influences; which we may call for shortness moral; perpetually
  shapes; limits; or forbids the actual direction of the forces of
  society by its Sovereign。 This is the point which; of all others;
  it is practically most necessary that the student should bear in
  mind; because it does most to show what the Austinian view of
  Sovereignty really is  that it is the result of Abstraction。 It
  is arrived at by throwing aside all the characteristics and
  attributes of Government and Society except one; and by
  connecting all forms of political superiority together through
  their common possession of force。 The elements neglected in the
  process are always important; sometimes of extreme importance;
  for they consist of all the influences controlling human action
  except force directly applied or directly apprehended ; but the
  operation of throwing them aside for purposes of classification
  is; I need hardly say; perfectly legitimate philosophically; and
  is only the application of a method in ordinary scientific use。
  To put the same thing in another way; that which we reject in
  the process of abstraction by which the conception of Sovereignty
  is reached is the entire history of each community。 First of all;
  it is the history; the whole historical antecedents; of each
  society by which it has been determined where; in what person or
  group; the power of using the social force is to reside。 The
  theory of Sovereignty neglects the mode in which the result has
  been arrived at; and thus is enabled to class together the
  coercive authority of the great King of Persia; of the Athenian
  Demos; of the later Roman Emperors; of the Russian Czar; and of
  the Crow