第 1 节
作者:卖吻      更新:2021-02-18 22:55      字数:9322
  Modern Customs and Ancient Laws of Russia
  by Maxime Kovalevsky
  Lecture 6
  The Origin; Growth; and Abolition of Personal Servitude in Russia
  An account of the origin; growth; and abolition of serfdom in
  Russia might easily be made to fill volumes; so vast and so
  various are the materials on which the study of it is based。 But
  for the purpose now in view; that of bringing before your notice
  the general conclusion to which Russian historians and legists
  have come as to the social development of their country; perhaps
  a single lecture will suffice。 In it I cannot pretend to do more
  than present to you those aspects of the subject on which the
  minds of Russian scholars have been specially fixed of late
  years。
  Among the first to be considered is the origin of that system
  of personal servitude and bondage to the land in which the
  Russian peasant lived for centuries。 An opinion long prevailed
  that this system was due solely to the action of the State;
  which; at the end of the sixteenth century; abolished the freedom
  of migration previously enjoyed by the Russian peasant and bound
  him for ever to the soil。 This opinion; which would have made
  Russian serfdom an institution quite apart from that of the
  serfdom of the Western States of Europe; has been happily
  abandoned; and consequently its development becomes the more
  interesting; in so far as it discloses the action of those
  economic and social forces which produced the personal and real
  servitude of the so…called villein all over Europe。
  Whilst stating the most important facts in the history of
  Russian serfdom; I shall constantly keep in view their analogy
  with those presented by the history of English or French
  villenage。 By so doing I hope to render the natural evolution of
  Russian serfdom the more easily understood。
  The first point to which I desire to call your attention is
  the social freedom enjoyed by the Russian peasant in the earlier
  portion of medieval history。 The peasant; then known by the name
  of smerd  from the verb smerdet; to have a bad smell  was as
  free to dispose of his person and property; as was the
  Anglo…Saxon ceorl; or the old German markgenosse。 He had the
  right to appear as a witness in Courts of Justice; both in civil
  and in criminal actions; he enjoyed the right of inheriting  a
  right; however; which was somewhat limited by the prevalence of
  family communism  and no one could prevent him from engaging
  his services to any landlord for as many years as he liked; and
  on terms settled by contract。 Lack of means to buy a plough and
  the cattle which he needed for tilling the ground very often led
  the free peasant to get them from his landlord on condition that
  every year he ploughed and harrowed the fields of his creditor。
  It is in this way that an economic dependence was first
  established between two persons equally free; equally in
  possession of the soil; but disposing the one of a larger; the
  other of a smaller capital。 The name under which the voluntary
  serf is known to the Pravda; the first legal code of Russia; is
  that of roleini zakoup; this term signifies a person who has
  borrowed money on condition of performing the work of ploughing
  (ralo means the plough) so long as his debt remains unpaid。
  The frequent want of the simplest agricultural implements;
  which Magna Charta designates as con tenementum; was also
  probably the chief cause; which induced more than one Russian
  peasant to prefer the condition of a sort of French metayer or
  petty farmer; whose rent; paid in kind; amounts to a fixed
  proportion of the yearly produce; to that of a free shareholder
  in the open fields and village common。 The almost universal
  existence of metayage; or farming on the system of half…profits;
  is now generally recognised。 Thorold Rogers has proved its
  existence in medieval England; and in France and Italy this
  system is still found。 In saying this; I have particularly in
  view the French champart and the mezzeria of Tuscany。
  The prevalence in ancient Russia of the same rude and
  elementary mode of farming is established by numerous charters
  and contracts; some of which are as late as the end of the
  seventeenth century; whilst others go back to the beginning of
  the sixteenth。 It would appear that previous to that date such
  contracts were not put into writing; apparently on account of the
  small diffusion of knowledge。 We are therefore reduced to the
  necessity of presuming the existence of these contracts solely
  because the intrinsic causes which brought them into existence in
  the sixteenth century had been in operation for hundreds of years
  before。 The peasant; on entering into such a contract; took upon
  himself the obligation of paying back in the course of time the
  money which had been lent to him  the 〃serebro;〃 silver;
  according to the expression used in contemporary documents。 From
  the name of the capital intrusted to them (the serebro) arose the
  surname of serebrenik; which may be translated silver…men; under
  which peasants settled on a manor were generally known; their
  other being polovnik; or men paying half of their yearly produce
  to the lord; although as a rule their payments did not amount to
  more than a quarter。 So long as his debt remained unpaid the
  metayer was obliged to remunerate the landlord by villein service
  performed on the demesne lands of the manor。 According to the
  German writer Herberstein; who visited Russia in the seventeenth
  century; the agricultural labour which the serebrenik performed
  for the lord very often amounted each week to a sixdays' service;
  at any rate in summer。 Contracts still preserved also speak of
  other obligations of the serebrenik; very like those of the
  medieval English socman。 Such; for instance; were the obligations
  of cutting wood and of forwarding it on their own carts to the
  manor…house; and of paying certain dues on the occasion of the
  marriage of the peasant's daughter。 I need not insist on the
  similarity which this last custom presents to the medieval
  English and French maritagium; or formariage; so evident is the
  likeness between them。 Custom also required the peasant to make
  certain presents to his lord at Christmas and Easter; or at some
  other yearly festival; such for instance as that of the
  Assumption of the Blessed Virgin。
  The peasant who chose to settle on the land of a manorial
  lord got the grant of a homestead in addition to that of land;
  and this was the origin of a sort of house…rent called the
  projivnoe; which as a rule amounted yearly to the fourth part of
  the value of the homestead。
  As to the land ceded by the landlord to the settler who
  wished to live on his manor; its use became the origin of another
  special payment; the obrok; which represented a definite amount
  of agricultural produce。 The obrok was often replied by the
  obligation of doing certain fixed agricultural labour on the
  demesne land of the manor。
  As soon as the peasant had repaid the money borrowed from the
  manorial lord; and had discharged all the payments required from
  him for the use of his land and homestead; he was authorised by
  custom to remove wherever he liked; of course giving up to the
  squire his house and his share in the open fields of the manor。
  At first this right of removal could be exercised at any period
  of the year; but this being found prejudicial to the agricultural
  interests of the country certain fixed periods were soon
  established; at which alone such a removal was allowed。 Usually
  the end of harvest was fixed as the time when new arrangements
  could be entered into with regard to future agricultural labour
  without causing any loss to the interests of the landlord。 Not
  only in autumn; however; but also in spring; soon after Easter;
  manorial lords were in the habit of permitting the establishment
  of new settlers on their estates; and the withdrawal of those
  peasants who expressed a desire to leave。
  The first Soudebnik; the legal code published by Ivan III in
  1497; speaks of the festival of Saint George; which according to
  the Russian calendar falls on the 26th of November; as a period
  at which all removals ought to take place。 Those peasants who had
  not been fortunate enough to free themselves from all obligations
  to the manor by this period were obliged to remain another year
  on its lands。 He who; was unable to repay the lord the sum
  borrowed was reduced to the same condition as that of the
  insolvent farmers of the Roman ager publicus; who; according to
  Fustel de Coulanges; saw their arrears of debt changed into a
  perpetual rent called the canon; and their liberty of migration
  superseded by a state of continual bondage to the land they
  cultivated。 No Russian historian has shown the analogy existing
  between the origin of the Roman colonatus and that of Russian
  serfdom so clearly as Mr Kluchevsky; the eminent professor of
  Russian history in the University of Moscow。 It is to him that we
  are indebted for the discovery of the fact that centuries before
  the legal and general abolition of the right of free migration a
  considerable number of peasants had thus ceased to enjoy that
  liberty。 Such was the case of those so…called 〃silver…men from
  the